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Public Companies + Broker/Dealers

Home Industries Public Companies + Broker/Dealers
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Heavy Partner involvement to improve your experience

Partner-level strategic financial reporting and tax consulting for your company:

  • Public Reporting Companies
  • Private Equity & Venture Capital
  • Broker/Dealers
  • Investment Advisory & Hedge Funds

Experienced advisors for Public Companies + Broker/Dealers

In a highly regulated industry you need to make sure your team can respond to an ever-changing environment, and who better to understand the unique and complex issues facing you, than our Partners at PKF San Diego. Our team of professionals is skilled in the public reporting requirements of the SEC, PCAOB and FINRA. Our expertise enables us to recognize your needs and implement solutions specific to you.

Audit

  • Financial audits of companies
  • Quarterly reviews 
  • Review of SEC filings 
  • SIPC agreed upon procedures
  • Sarbanes-Oxley compliance

Tax

Business Consulting

  • Consultations on organizational structure and succession planning
  • Structured debt and equity raises

Financial Consulting

  • Initial public offerings (IPOs)
  • Reverse mergers
  • Internal control reporting
  • Crowdfunding compliance (Reg A)