Partner-level strategic financial reporting and tax consulting for your company:

  • Public Reporting Companies
  • Broker/Dealers
  • Private Equity & Venture Capital
  • Investment Advisory & Hedge Funds

Experienced advisors for Public Companies + Broker/Dealers

In a highly regulated industry you need to make sure your team can respond to an ever-changing environment, and who better to understand the unique and complex issues facing you, than our Partners at PKF. Our team of professionals is skilled in the public reporting requirement of the SEC, PCAOB and FINRA. Our expertise enables us to to recognize your needs and implement solutions specific to you.


  • Financial audits of companies
  • Quarterly reviews for 10-k filings
  • Review of SEC filings (S-1, S-3, S-4, 8-K, 10, 10-K, 10-Q, 11-K, etc…)
  • SIPC agreed upon procedures
  • Sarbanes-Oxley compliance



  • Consultations on organizational structure and succession planning
  • Structured debt and equity raises


  • Initial public offerings (IPOs)
  • Reverse mergers
  • Internal control reporting
  • Crowdfunding compliance (Reg A)

Schedule a Consultation

Schedule a free consultation with one of our Partners to learn how you can optimize your financial operations and boost your bottom line. How can we help YOU?

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